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2017 Execution data for SG Kleinwort Hambros Bank Limited (for Kleinwort Benson Legacy clients)

Retail Clients

Class of instrumentEquities - Shares and Depositary Receipts (from 2000 trades per day)
<1 average trade per business day in previous yearNo
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
213800P3F4RT97WDSX47 Numis Securities Limited38.98%35.40%100.00%0.00%0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited38.69%39.62%100.00%0.00%0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited20.51%21.64%100.00%0.00%0.00%
5493007DWN0R4YBM4C84 Peel Hunt Limited1.71%2.81%100.00%0.00%0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD)0.08%0.50%100.00%0.00%0.00%



Class of instrumentEquities - Shares and Depositary Receipts (from 80 - 1999 trades per day)
<1 average trade per business day in previous yearNo
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited57.153%54.17%100.00%0.00%0.00%
213800P3F4RT97WDSX47 Numis Securities Limited22.22%16.41%100.00%0.00%0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited12.22%9.72%100.00%0.00%0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD)2.34%12.74%100.00%0.00%0.00%
4PQUHN3JPFGFNF3BB653 JP Morgan Securities PLC2.19%1.51%100.00%0.00%0.00%



Class of instrumentEquities - Shares and Depositary Receipts (from 0 - 79 trades per day)
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited74.99%48.52%100.00%0.00%0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD)10.82%45.31%100.00%0.00%0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited7.50%1.80%100.00%0.00%0.00%
213800P3F4RT97WDSX47 Numis Securities Limited3.57%0.60%100.00%0.00%0.00%
2138009KZO3MK7TV6372 Shore Capital Stockbrokers Limited1.38%0.02%100.00%0.00%0.00%



Class of instrumentDebt Instruments - Bonds
<1 average trade per business day in previous yearNo
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
X3CZP3CK64YBHON1LE12 The Royal Bank Of Scotland N.V.60.35%4.99%100.00%0.00%0.00%
7LTWFZYICNSX8D621K86 Deutsche Bank AG - London13.95%12.47%100.00%0.00%0.00%
213800VGFKO4K5IJUI20 Bridport et Cie S A8.26%14.15%100.00%0.00%0.00%
RR3QWICWWIPCS8A4S074 The Royal Bank Of Scotland5.17%23.85%100.00%0.00%0.00%
4PQUHN3JPFGFNF3BB653 JP Morgan Securities PLC4.93%10.70%100.00%0.00%0.00%



Class of instrumentExchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)
<1 average trade per business day in previous yearNo
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
DL6FFRRLF74S01HE2M14 Credit Suisse - London31.64%31.42%100.00%0.00%0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited23.67%21.40%100.00%0.00%0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited14.23%29.60%100.00%0.00%0.00%
5493007DWN0R4YBM4C84 Peel Hunt Limited8.24%11.80%100.00%0.00%0.00%
213800P3F4RT97WDSX47 Numis Securities Limited6.72%4.52%100.00%0.00%0.00%



Class of instrumentSecuritized Derivatives - Warrants and certificate derivatives
<1 average trade per business day in previous yearYes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited100.00%100.00%100.00%0.00%0.00%



Class of instrumentOther Instruments
<1 average trade per business day in previous yearNo
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
TPS0Q8GFSZF45ZZFL873 SOCIETE GENERALE BANK & TRUST98.65%98.09%100.00%0.00%0.00%
549300KR3CB1AXT4LT74 SG Kleinwort Hambros Bank Limited1.00%0.17%100.00%0.00%0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited0.22%1.48%100.00%0.00%0.00%
DL6FFRRLF74S01HE2M14 Credit Suisse - London0.12%0.17%100.00%0.00%0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited0.02%0.09%100.00%0.00%0.00%



Class of instrumentCurrency Derivatives – Swaps, Forwards and other currency derivatives
<1 average trade per business day in previous yearYes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
549300KR3CB1AXT4LT74 SG Kleinwort Hambros Bank Limited100.00%100.00%100.00%0.00%0.00%



Professional Clients

Class of instrumentEquities - Shares and Depositary Receipts (from 2000 trades per day)
<1 average trade per business day in previous yearYes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited57.11%16.36%100.00%0.00%0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited35.50%49.09%100.00%0.00%0.00%
213800P3F4RT97WDSX47 Numis Securities Limited7.39%34.55%100.00%0.00%0.00%



Class of instrumentEquities - Shares and Depositary Receipts (from 80 - 1999 trades per day)
<1 average trade per business day in previous yearYes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited65.05%53.85%100.00%0.00%0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD)34.95%46.15%100.00%0.00%0.00%



Class of instrumentEquities - Shares and Depositary Receipts (from 0 - 79 trades per day)
<1 average trade per business day in previous yearYes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited99.02%44.44%100.00%0.00%0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD)0.98%55.56%100.00%0.00%0.00%



Class of instrumentDebt Instruments - Bonds
<1 average trade per business day in previous yearYes
Top five execution venues ranked in terms of trading volumes (descending order)Proportion of volume traded as a percentage of total in that classProportion of orders executed as percentage of total in that classPercentage of passive ordersPercentage of aggressive ordersPercentage of directed orders
X3CZP3CK64YBHON1LE12 The Royal Bank Of Scotland N.V.93.76%50.00%100.00%0.00%0.00%
RR3QWICWWIPCS8A4S074 The Royal Bank Of Scotland6.24%50.00%100.00%0.00%0.00%