Retail Clients
| Class of instrument | Equities - Shares and Depositary Receipts (from 2000 trades per day) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 67.56%
| 60.78% | 100.00% | 0.00% | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 16.23% | 27.03% | 100.00% | 0.00% | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 16.09% | 12.12% | 100.00% | 0.00% | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 0.12% | 0.07% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Equities - Shares and Depositary Receipts (from 80 to 1999 trades per day) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 90.06% | 84.25% | 100.00% | 0.00% | 0.00% |
| 213800P3F4RT97WDSX47 Numis Securities Limited | 6.86% | 2.07% | 100.00% | 0.00% | 0.00% |
| 8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited | 2.37% | 9.10% | 100.00% | 0.00% | 0.00% |
| TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD) | 0.41% | 4.36% | 100.00% | 0.00% | 0.00% |
| 5493005DT07G37F0OG50 - Dexion Capital PLC | 0.17% | 0.16% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Equities - Shares and Depositary Receipts (from 0 to 79 trades per day) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited | 62.50% | 44.42% | 100.00% | 0.00% | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 27.48% | 4.68% | 100.00% | 0.00% | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 5.29% | 2.37% | 100.00% | 0.00% | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 4.36% | 47.70% | 100.00% | 0.00% | 0.00% |
| 5493005DT07G37F0OG50 - Dexion Capital PLC | 0.24% | 0.20% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Debt Instruments - Bonds |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| 4PQUHN3JPFGFNF3BB653 - Morgan Stanley Securities Limited | 25.90% | 21.51% | 100.00% | 0.00% | 0.00% |
| RR3QWICWWIPCS8A4S074 – Natwest Markets Plc | 25.77% | 28.59% | 100.00% | 0.00% | 0.00% |
| 7LTWFZYICNSX8D621K86 - Deutsche Bank AG (201) - London | 20.15% | 17.23% | 100.00% | 0.00% | 0.00% |
| 213800VGFKO4K5IJUI20 - Bridport et Cie S A | 18.44% | 15.90% | 100.00% | 0.00% | 0.00% |
| X3CZP3CK64YBHON1LE12 - Natwest Markets N.V. | 3.74% | 9.69% | 100.00% | 0.00% | 0.00% |
*Counterparties listed above are where the orders were placed but all were executed via Bloomberg Multilateral Trading
Facility - 549300ROEJDDAXM6LU05
| Class of instrument | Structured Finance Instruments |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| RR3QWICWWIPCS8A4S074 - Natwest Markets Plc | 52.39% | 18.18% | 100.00% | 0.00% | 0.00% |
| 7LTWFZYICNSX8D621K86 - Deutsche Bank AG (201) - London | 36.67% | 54.55% | 100.00% | 0.00% | 0.00% |
| 4PQUHN3JPFGFNF3BB653 - Morgan Stanley Securities Limited | 10.93% | 27.27% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Securitized Derivatives - Warrants and certificate derivatives |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe Generale Bank & Trust | 100.00% | 100.00% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| DL6FFRRLF74S01HE2M14 - Credit Suisse (249) - London | 31.90% | 0.27% | 100.00% | 0.00% | 0.00% |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 30.40% | 56.68% | 100.00% | 0.00% | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 27.63% | 19.23% | 100.00% | 0.00% | 0.00% |
| 213800BD519H2YV9R748 - Winterflood Gilts Limited | 9.74% | 23.22% | 100.00% | 0.00% | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 0.33% | 0.59% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Other Instruments |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe Generale Bank & Trust | 95.34% | 82.98% | 100.00% | 0.00% | 0.00% |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 3.21% | 4.26% | 100.00% | 0.00% | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 1.21% | 4.26% | 100.00% | 0.00% | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 0.24% | 8.51% | 100.00% | 0.00% | 0.00% |
Professional Clients
| Class of instrument | Equities - Shares and Depositary Receipts (from 2000 trades per day) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 82.11% | 80.39% | 100.00% | 0.00% | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 11.84% | 11.76% | 100.00% | 0.00% | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 6.05% | 7.84% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Equities - Shares and Depositary Receipts (from 80 to 1999 trades per day) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 100.00% | 100.00% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Equities - Shares and Depositary Receipts (from 0 to 79 trades per day) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 94.70% | 37.78% | 100.00% | 0.00% | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 5.30% | 62.22% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Debt Instruments - Bonds |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| 7LTWFZYICNSX8D621K86 - Deutsche Bank AG (201) - London | 100.00% | 100.00% | 100.00% | 0.00% | 0.00% |
* Counterparties listed above are where the orders were placed but all were executed via Bloomberg Multilateral Trading
Facility - 549300ROEJDDAXM6LU05
| Class of instrument | Currency Derivative - Options and Futures admitted to trading on a trading venue |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| 549300KR3CB1AXT4LT74 - SG Kleinwort Hambros Bank Limited | 100.00% | 100.00% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 100.00% | 100.00% | 100.00% | 0.00% | 0.00% |
| Class of instrument | Other instruments |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 100.00% | 100.00% | 100.00% | 0.00% | 0.00% |
Click here for MiFID II Execution Report 2017
