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2017 Execution data for SG Kleinwort Hambros Bank Limited (for Kleinwort Benson Legacy clients)

Retail Clients

Class of instrument Equities - Shares and Depositary Receipts (from 2000 trades per day)
<1 average trade per business day in previous year No
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
213800P3F4RT97WDSX47 Numis Securities Limited 38.98% 35.40% 100.00% 0.00% 0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 38.69% 39.62% 100.00% 0.00% 0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited 20.51% 21.64% 100.00% 0.00% 0.00%
5493007DWN0R4YBM4C84 Peel Hunt Limited 1.71% 2.81% 100.00% 0.00% 0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD) 0.08% 0.50% 100.00% 0.00% 0.00%



Class of instrument Equities - Shares and Depositary Receipts (from 80 - 1999 trades per day)
<1 average trade per business day in previous year No
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 57.153% 54.17% 100.00% 0.00% 0.00%
213800P3F4RT97WDSX47 Numis Securities Limited 22.22% 16.41% 100.00% 0.00% 0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited 12.22% 9.72% 100.00% 0.00% 0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD) 2.34% 12.74% 100.00% 0.00% 0.00%
4PQUHN3JPFGFNF3BB653 JP Morgan Securities PLC 2.19% 1.51% 100.00% 0.00% 0.00%



Class of instrument Equities - Shares and Depositary Receipts (from 0 - 79 trades per day)
<1 average trade per business day in previous year  Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 74.99% 48.52% 100.00% 0.00% 0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD) 10.82% 45.31% 100.00% 0.00% 0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited 7.50% 1.80% 100.00% 0.00% 0.00%
213800P3F4RT97WDSX47 Numis Securities Limited 3.57% 0.60% 100.00% 0.00% 0.00%
2138009KZO3MK7TV6372 Shore Capital Stockbrokers Limited 1.38% 0.02% 100.00% 0.00% 0.00%



Class of instrument Debt Instruments - Bonds
<1 average trade per business day in previous year No
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
X3CZP3CK64YBHON1LE12 The Royal Bank Of Scotland N.V. 60.35% 4.99% 100.00% 0.00% 0.00%
7LTWFZYICNSX8D621K86 Deutsche Bank AG - London 13.95% 12.47% 100.00% 0.00% 0.00%
213800VGFKO4K5IJUI20 Bridport et Cie S A 8.26% 14.15% 100.00% 0.00% 0.00%
RR3QWICWWIPCS8A4S074 The Royal Bank Of Scotland 5.17% 23.85% 100.00% 0.00% 0.00%
4PQUHN3JPFGFNF3BB653 JP Morgan Securities PLC 4.93% 10.70% 100.00% 0.00% 0.00%



Class of instrument Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities)
<1 average trade per business day in previous year No
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
DL6FFRRLF74S01HE2M14 Credit Suisse - London 31.64% 31.42% 100.00% 0.00% 0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 23.67% 21.40% 100.00% 0.00% 0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited 14.23% 29.60% 100.00% 0.00% 0.00%
5493007DWN0R4YBM4C84 Peel Hunt Limited 8.24% 11.80% 100.00% 0.00% 0.00%
213800P3F4RT97WDSX47 Numis Securities Limited 6.72% 4.52% 100.00% 0.00% 0.00%



Class of instrument Securitized Derivatives - Warrants and certificate derivatives
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 100.00% 100.00% 100.00% 0.00% 0.00%



Class of instrument Other Instruments
<1 average trade per business day in previous year No
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
TPS0Q8GFSZF45ZZFL873 SOCIETE GENERALE BANK & TRUST 98.65% 98.09% 100.00% 0.00% 0.00%
549300KR3CB1AXT4LT74 SG Kleinwort Hambros Bank Limited 1.00% 0.17% 100.00% 0.00% 0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 0.22% 1.48% 100.00% 0.00% 0.00%
DL6FFRRLF74S01HE2M14 Credit Suisse - London 0.12% 0.17% 100.00% 0.00% 0.00%
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited 0.02% 0.09% 100.00% 0.00% 0.00%



Class of instrument Currency Derivatives – Swaps, Forwards and other currency derivatives
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
549300KR3CB1AXT4LT74 SG Kleinwort Hambros Bank Limited 100.00% 100.00% 100.00% 0.00% 0.00%



Professional Clients

Class of instrument Equities - Shares and Depositary Receipts (from 2000 trades per day)
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
8BRUP6V1DX3PIG2R0745 Winterflood Securities Limited 57.11% 16.36% 100.00% 0.00% 0.00%
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 35.50% 49.09% 100.00% 0.00% 0.00%
213800P3F4RT97WDSX47 Numis Securities Limited 7.39% 34.55% 100.00% 0.00% 0.00%



Class of instrument Equities - Shares and Depositary Receipts (from 80 - 1999 trades per day)
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 65.05% 53.85% 100.00% 0.00% 0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD) 34.95% 46.15% 100.00% 0.00% 0.00%



Class of instrument Equities - Shares and Depositary Receipts (from 0 - 79 trades per day)
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
ZBU7VFV5NIMN4ILRFC23 Canaccord Genuity Limited 99.02% 44.44% 100.00% 0.00% 0.00%
TXDSU46SXBWIGJ8G8E98 RBC Dominion Securities Inc (XRBD) 0.98% 55.56% 100.00% 0.00% 0.00%



Class of instrument Debt Instruments - Bonds
<1 average trade per business day in previous year Yes
Top five execution venues ranked in terms of trading volumes (descending order) Proportion of volume traded as a percentage of total in that class Proportion of orders executed as percentage of total in that class Percentage of passive orders Percentage of aggressive orders Percentage of directed orders
X3CZP3CK64YBHON1LE12 The Royal Bank Of Scotland N.V. 93.76% 50.00% 100.00% 0.00% 0.00%
RR3QWICWWIPCS8A4S074 The Royal Bank Of Scotland 6.24% 50.00% 100.00% 0.00% 0.00%