Breakdown of SG Kleinwort Hambros Bank Gibraltar Limited (2019)
Retail clients
| Class of instrument | Equities - Shares and Depositary Receipts (from 2000 trades per day) | ||||
| <1 average trade per business day in previous year | No | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Equities - Shares and Depositary Receipts (from 80 to 1999 trades per day) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Equities - Shares and Depositary Receipts (from 0-79 trades per day) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Debt Instruments - Bonds and Money market instruments | ||||
| <1 average trade per business day in previous year | No | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Currency Derivative - Options and Futures admitted to trading on a trading venue | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| 549300KR3CB1AXT4LT74 - SG Kleinwort Hambros Bank Limited | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Structured Finance instruments | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Securitised Derivatives - Warrants and Certificate Derivative | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Commodity Derivatives and emission allowances Derivatives - Options and Futures admitted to trading on a trading venue | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Other instruments | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
Professional Clients
| Class of instrument | Equities - Shares and Depositary Receipts (from 2000 trades per day) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Equities - Shares & Depositary receipts (from 80 to 199 per day) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Equities - Shares & Depositary receipts (from 0 to 79 trades per day) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Debt instruments - Bonds and Money market instruments | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Securitised Derivatives - Warrants and Certificate Derivative | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Other instruments | ||||
| <1 average trade per business day in previous year | Yes | ||||
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe General Luxembourg | 100% | 100% | N/A | N/A | 0 |