Retail clients:
| Class of instrument | Equities - Shares and Depositary Receipts (from 2000 trades per day) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 46.43% | 27.26% | N/A | N/A | 0.00% |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 37.37% | 38.46% | N/A | N/A | 0.00% |
8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 14.31% | 31.79% | N/A | N/A | 0.00% |
TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 1.89% | 2.49% | N/A | N/A | 0.00% |
| Class of instrument | Equities - Shares and Depositary Receipts (from 80 to 1999 trades per day) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 67.42% | 39.92% | N/A | N/A | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 25.51% | 19.75% | N/A | N/A | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 3.75% | 15.30% | N/A | N/A | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 2.82% | 24.27% | N/A | N/A | 0.00% |
| 5493005DT07G37F0OG50 - Dexion Capital PLC | 0.49% | 0.76% | N/A | N/A | 0.00% |
| Class of instrument | Equities - Shares and Depositary Receipts (from 0-79 trades per day) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 82.55% | 41.65% | N/A | N/A | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 7.38% | 53.53% | N/A | N/A | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 5.02% | 4.04% | N/A | N/A | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 4.78% | 0.69% | N/A | N/A | 0.00% |
| 5493005DT07G37F0OG50 - Dexion Capital PLC | 0.28% | 0.09% | N/A | N/A | 0.00% |
| Class of instrument | Debt Instruments - Bonds |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| 7LTWFZYICNSX8D621K86 - Deutsche Bank AG (201) - London | 50.96% | 24.13% | N/A | N/A | 0.00% |
| 4PQUHN3JPFGFNF3BB653 - Morgan Stanley Securities Limited | 18.77% | 8.51% | N/A | N/A | 0.00% |
| RR3QWICWWIPCS8A4S074 - The Royal Bank Of Scotland | 10.19% | 35.07% | N/A | N/A | 0.00% |
| 213800VGFKO4K5IJUI20 - Bridport et Cie S A | 9.45% | 12.67% | N/A | N/A | 0.00% |
| 4PQUHN3JPFGFNF3BB653 - Morgan Stanley Securities Limited | 9.52% | 14.06% | N/A | N/A | 0.00% |
* Counterparties listed above are where the orders were placed but all were executed via Bloomberg
| Class of instrument | Securitized Derivatives - Other securitized derivatives |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| TPS0Q8GFSZF45ZZFL873 - Societe Generale Bank & Trust | 100% | 100% | N/A | N/A | 0 |
| Class of instrument | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| <1 average trade per business day in previous year | No |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 44.97% | 52.99% | N/A | N/A | 0.00% |
| DL6FFRRLF74S01HE2M14 - Credit Suisse (249) - London | 35.41% | 16.39% | N/A | N/A | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 11.64% | 19.06% | N/A | N/A | 0.00% |
| 213800BD519H2YV9R748 - Winterflood Securities Ltd Gilts | 7.43% | 11.36% | N/A | N/A | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 0.55% | 0.20% | N/A | N/A | 0.00% |
Professional Clients
| Class of instrument | Equities - Shares and Depositary Receipts (from 2000 trades per day) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 53.25% | 28.07% | N/A | N/A | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 33.75% | 52.63% | N/A | N/A | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 11.72% | 10.53% | N/A | N/A | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 1.28% | 8.77% | N/A | N/A | 0.00% |
| Class of instrument | Equities - Shares and Depsoitary Receipts (from 80 - 1999 trades per day) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 66.67% | 92.77% | N/A | N/A | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 31.37% | 4.69% | N/A | N/A | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 1.96% | 2.53% | N/A | N/A | 0.00% |
| Class of instrument | Equities - Shares and Depsoitary Receipts (from 0 - 79 trades per day) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 58.74% | 43.42% | N/A | N/A | 0.00% |
| 213800P3F4RT97WDSX47 - Numis Securities Limited (610) | 31.68% | 3.95% | N/A | N/A | 0.00% |
| TXDSU46SXBWIGJ8G8E98 - RBC Dominion Securities Inc (XRBD) | 9.59% | 52.63% | N/A | N/A | 0.00% |
| Class of instrument | Debt Instruments - Bonds |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| XKZZ2JZF41MRHTR1V493 - CITIGROUP GBL MRK LTD | 36.98% | 14.29% | N/A | N/A | 0.00% |
| 784F5XWPLTWKTBV3E584 - GOLDMAN SACHS | 28.70% | 4.76% | N/A | N/A | 0.00% |
| 213800VGFKO4K5IJUI20 - Bridport et Cie S A | 12.69% | 38.10% | N/A | N/A | 0.00% |
| 851WYGNLUQLFZBSYGB56 - COMMERZBANK AG FRANKFURT | 12.33% | 4.76% | N/A | N/A | 0.00% |
| 4PQUHN3JPFGFNF3BB653 - Morgan Stanley Securities Limited | 7.15% | 28.57% | N/A | N/A | 0.00% |
*Counterparties listed above as where the orders were placed but all were executed via Bloomberg.
| Class of instrument | Exchange traded products (Exchange traded funds, exchange traded notes and exchange traded commodities) |
| <1 average trade per business day in previous year | Yes |
| Top five execution venues ranked in terms of trading volumes (descending order) | Proportion of volume traded as a percentage of total in that class | Proportion of orders executed as percentage of total in that class | Percentage of passive orders | Percentage of aggressive orders | Percentage of directed orders |
| DL6FFRRLF74S01HE2M14 - Credit Suisse (249) - London | 52.24% | 54.55% | N/A | N/A | 0.00% |
| ZBU7VFV5NIMN4ILRFC23 - Canaccord Genuity Limited | 47.38% | 36.36% | N/A | N/A | 0.00% |
| 8BRUP6V1DX3PIG2R0745 - Winterflood Securities Limited | 0.38% | 9.09% | N/A | N/A | 0.00% |
